Journal of Financial Regulation and Compliance
Issue(s) available: 121 – From Volume: 1 Issue: 1, to Volume: 30 Issue: 4
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Does the deployment of algorithms combined with direct electronic access increase conduct risk? Evidence from the LME
Alexander Conrad CulleyThe purpose of this paper is to examine the effectiveness of two regulatory initiatives in developing awareness of conduct risk associated with algorithmic and…
Institutional quality, macroeconomic uncertainty and efficiency of financial institutions in Sub-Saharan Africa
Rexford Abaidoo, Elvis Kwame AgyapongThis paper evaluates how institutions of governance and macroeconomic uncertainty influence efficiency of financial institutions in the subregion of Sub-Saharan Africa…
The regulation of RegTech and SupTech in finance: ensuring consistency in principle and in practice
Jonathan McCarthyThe paper’s aim is to consider how best to formulate sturdy regulatory frameworks for RegTech and SupTech. The paper appraises how key features of EU and UK regulatory and…
Jurisdictional arbitrage: combatting an inevitable by-product of cryptoasset regulation
Sideris DraganidisThis paper aims to provide an overview of different issues related to jurisdictional arbitrage found in general regulatory arbitrage literature and their projection to the…
Influence of virtual currency development and investor attention on financial stocks’ value: evidence from selected Asian equity markets
Ming Torng Ang, Yee Peng ChowThe purpose of this study is to examine the influence of virtual currency (VC) development on financial stocks’ value in selected Asian equity markets and the moderating…
Capital regulation, liquidity risk, efficiency and banks performance in emerging economies
Nicholas Addai Boamah, Emmanuel Opoku, Augustine Boakye-DankwaThis study aims to examine the descriptive capabilities of efficiency, liquidity risk and capital risk for the cross-sectional and time-series variations in banks 
European banks’ business models as a driver of strategic planning: one size fits all
Egidio Palmieri, Enrico Fioravante Geretto, Maurizio PolatoThis paper aims to verify the presence of a management model that confirms or not the one size fits all hypothesis expressed in terms of risk-return. This study will test…
Regulations and banking crisis: lessons from the African context
Daniel Ofori-Sasu, Elikplimi Komla Agbloyor, Saint Kuttu, Joshua Yindenaba AborThis study aims to investigate the coordinated impact of regulations on the predicted probability of a banking crisis in Africa.
Bank regulation and risk-taking in sub-Sahara Africa
Sopani Gondwe, Tendai Gwatidzo, Nyasha MahonyeIn a bid to enhance the stability of banks, supervisory authorities in sub-Sahara Africa (SSA) have also adopted international bank regulatory standards based on the Basel…
A systematic review on forensic accounting and its contribution towards fraud detection and prevention
Baljinder Kaur, Kiran Sood, Simon GrimaThis paper aims to determine how forensic accounting contributes to fraud detection and prevention and answer the following research questions: What are the standard…
Implementation of MiFID II investor protection provisions by private banks within the European Union
Tom Loonen, Ronald JanssenWith the introduction of the Markets in Financial Instruments Directive (MiFID), financial institutions are faced with many investor protection provisions; this has a…
Financial development and entrepreneurship: insights from Africa
Folorunsho M. Ajide, Titus Ayobami OjeyinkaOne of the main obstacles to the flourishment of African entrepreneurship is financial constraint. Existing studies on the nexus between entrepreneurship and financial…
Continuous auditing in public sector and central banks: a framework to tackle implementation challenges
Salvatore Polizzi, Enzo ScannellaThis paper aims to analyse the implementation challenges faced by internal audit departments of public sector organisations and central banks when implementing continuous…
Anti-money laundering regulations and financial inclusion: empirical evidence across the globe
Isaac OfoedaThis study aims to examine the impact of anti-money laundering (AML) regulations on financial inclusion using a comprehensive measure of AML regulations developed by the…
Impact of Leveraged Lending Guidance: evidence from nonbank participation in syndicated loans
Natalya Schenck, Lan ShiThe purpose of this study is to examine the impact of supervisory Leveraged Lending Guidance (LLG) (2013–2014) on risk and structure of syndicated loans arranged by the…
Whistleblowing: procedural and dogmatic problems in the implementation of directive (EU) 2019/1937
Fabian Maximilian Teichmann, Chiara WittmannThis paper aims to enlighten the shortcomings of the EU Whistleblowing Directive 2019/1973, which could interfere negatively with its successful national implementation…
Regulatory examinations and life insurance development
Bojan Srbinoski, Klime Poposki, Patricia Born, Karel Van HulleSolvency and market conduct regulations play a crucial role in supporting life insurance development by boosting consumer confidence and securing a stable environment for…
ISSN:
1358-1988Online date, start – end:
1992Copyright Holder:
Emerald Publishing LimitedOpen Access:
hybridEditor:
- Prof John Ashton
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