Journal of Financial Regulation and Compliance
Issue(s) available: 110 – From Volume: 1 Issue: 1, to Volume: 28 Issue: 2
Category:
Accounting and Finance
Volume 28
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Volume 24
Volume 23
Volume 22
Volume 21
Volume 20
Volume 19
Volume 18
Volume 17
Volume 16
Volume 15
Volume 14
Volume 13
Volume 12
Volume 11
Volume 10
Volume 9
Volume 8
Volume 7
Volume 6
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Volume 2
Volume 1
Equity crowdfunding and regulation: implications for the real estate sector in Italy
Enrico Battisti, Fabio Creta, Nicola MigliettaThis paper gathers initial evidence about the nature and features of the equity crowdfunding model in Italy, especially in terms of regulations. The purpose of this study…
The establishment of the OECD Asia-Pacific academy for tax and financial crime investigation
Akira MatsuokaThis viewpoint paper has two purposes: One is to argue that the Academy activities should increasingly be promoted and used for disseminating the practical and useful…
Detection and analysis of occurrences of spoofing in the Brazilian capital market
Luisa Mendonça, Alan De GenaroThe purpose of this paper is to analyze a data set from a brokerage firm to find possible spoofing cases in ten stocks from the Ibovespa index. The studies proposed…
An empirical investigation into market risk disclosure: is there room to improve for Italian banks?
Salvatore Polizzi, Enzo ScannellaThis paper aims to examine the market risk disclosure practices of large Italian banks. The contribution provides insights on the way banks should provide information…
Mandatory adoption of IFRS and its effect on international stock listings in Canada
Shahid Khan, Khaled Abdou, Sudip GhoshThe purpose of this study is to investigate if non-US/non-Canada (international) equity listings in the Canadian stock exchanges increased with the adoption of…
Smart contracts: will Fintech be the catalyst for the next global financial crisis?
Randall E. Duran, Paul GriffinThis paper aims to examine the risks associated with smart contracts, a disruptive financial technology (FinTech) innovation, and assesses how in the future they could…
Structural banking reforms and their implications for banks’ corporate governance
Christiane HellsternThe purpose of this paper is to examine from a comparative perspective, the impact of structural banking reforms on the legal frameworks for the corporate governance of…
Equity market reaction to regulatory reforms: a case study of Indian banks
Madhvi Sethi, Dipali KrishnakumarNon-performing assets (NPAs) have been a cause of concern for the banking sector across the world and have invited a lot research interest, especially for emerging…
Carrots and sticks in bank governance: time for a bigger stick?
Richard RidyardThis paper aims to investigate how bank governance can be altered to reduce risk taking and engender greater financial stability.
Does interest rate liberalisation affect the constancy of mean interest rates in China?
Hui Hong, Zhicun Bian, Naiwei Chen, Chiwei SuThis paper aims to examine the impact of interest rate liberalisation on the constancy of mean interest rates in China to test the effect of financial reforms and provide…
Money laundering through banks in Dubai
Fabian Maximilian Teichmann, Marie-Christin FalkerThe purpose of this paper is to illustrate how illegally obtained funds from Austria, Germany, Liechtenstein and Switzerland are laundered through the banking system in Dubai.
Money laundering through consulting companies
Fabian Maximilian Teichmann, Marie-Christin FalkerThe purpose of this paper is to illustrate how illegally obtained funds are laundered by employment of consulting companies in Austria, Germany, Liechtenstein and Switzerland.
Impact of activity restrictions on risk taking of banks: does competition matter during crisis?
Abu Hanifa Md. Noman, Che Ruhana Isa, Md Aslam Mia, Chan Sok-GeeThis study aims to examine the impact of activity restrictions in shaping the risk-taking behaviour of banks through the channel of competition in different economic conditions.
Money laundering via underground currency exchange networks
Fabian Maximilian Teichmann, Marie-Christin FalkerThis paper aims to demonstrate how illicit funds are being laundered through underground currency exchange networks.
Demystifying gaps and testing for convergence in bank regulations impacting the competitive environment: a case of India and its peers in BRICS
Rachita GulatiThis study aims to demystify how the critical regulations affecting the bank competition have instituted, amended and fine-tuned over the years in India and its peers in…
Securitization and earnings management: evidence from the Sarbanes–Oxley act
Anin RuppThis paper aims to examine whether the opportunistic use of assets securitization for earnings management is systematically widespread. It is hypothesized that with the…
Regulating European financial markets between crisis and Brexit
Jakob SchemmelThis paper aims to demonstrate how the European regulatory structure of the financial markets has changed after the financial crisis. Drawing from these findings, it…
Establishing an EU internal market for depositaries
Christopher Buttigieg, Joseph Agius, Sandra SalibaThis paper aims to examine the rationale for the establishment of a depositary passport as the next logical step in building an internal market for investment funds in the…
What is good and bad with the regulation supporting the SME’s credit access
Pietro Vozzella, Giampaolo GabbiThis analysis asks whether regulatory capital requirements capture differences in systematic risk for large firms and micro-, small- and medium-sized enterprises (MSMEs)…
ISSN:
1358-1988Online date, start – end:
1992Copyright Holder:
Emerald Publishing LimitedOpen access:
hybridEditor:
- Prof John Ashton
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