Journal of Financial Regulation and Compliance
Issue(s) available: 126 – From Volume: 1 Issue: 1, to Volume: 31 Issue: 4
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Methods of regulatory impact assessment: critical analysis and alternative method
Driss El Kadiri BoutchichThis study aims to carry out a critical analysis of the methods used to deal with the regulatory impact assessment while proposing an alternative method to overcome some of the…
Regulatory non-compliances in microfinance operations: a survey of Indian microfinance institutions
Sunil Sangwan, Narayan Chandra Nayak, Vikas SangwanRegulation is critical for sustainable microfinance sector growth. Under this premise, the study aims to examine the different regulatory noncompliance (RNC) practices prevalent…
Bank crisis resolution in India
Soumik Bhusan, Ajit Dayanandan, Naresh GopalThe academic literature has examined why bank runs happen based on the work of 2022 Nobel Prize-winning economists Diamond and Dybvig. They have found the source of…
Evaluating the perceived usefulness and fairness of forensic accounting and investigation standards
Abinash Mandal, Amilan S.This study aims to investigate the perceived willingness to adopt and use Forensic Accounting and Investigation Standards (FAIS) in Forensic Accounting and Investigation (FAI…
Societal trust and bank opacity
George Kladakis, Sotirios K. Bellos, Alexandros SkouralisThis paper aims to examine the relationship between societal trust and bank asset opacity using an international sample of banks.
The impact of tighter banking regulation on bank loan loss provisioning: empirical evidence from a quasi-natural experiment
Hiep Ngoc Luu, Phuong-Tra Vu, Dung Thuy Thi Nguyen, Thinh Gia HoangThe paper aims to examine the impact of tighter banking regulation on banks’ loan loss provisioning in an emerging market context.
Bank risk exposures and bank stability in Africa: the role of regulations in a non-linear model
Daniel Ofori-Sasu, Benjamin Mekpor, Eunice Adu-Darko, Emmanuel Sarpong-KumankomaThis paper aims to examine the interaction effect of regulations (monetary and macro-prudential) in explaining the possible non-linear effect of bank risk exposures (credit risk…
The impacts of corporate governance on firms’ performance: from theories and approaches to empirical findings
Hoang Bui, Zoltán KrajcsákThis study aims to investigate the relationship between corporate governance (CG) and financial performance in the case of publicly listed companies in Vietnam for the period from…
The impact of regulatory requirements on German financial institutions’ outsourcing arrangements
Riffat Hasan, Oliver KruseThe purpose of this paper is to analyse and investigate how intensified regulatory requirements related to outsourcing have influenced and changed the outsourcing activities of…
Capital buffers, business models and the probability of bank distress: a dynamic panel investigation
Zied Saadaoui, Salma MokdadiThis paper aims to improve the debate linking the business models of banks to their riskiness by checking if diversification exerts different impacts on the probability of bank…
COVID-19 and financial institution stability: stress testing the Eastern Caribbean currency union
Dalano DaSouza, Kareem Martin, Peter Abraham Jr, Godson DavisThis paper aims to simulate the potential impact of increasing non-performing loans (NPLs) on capital adequacy, interest income and firm value of banks and credit unions in the…
Disclosing sales compensation and its impacts on misleading sales behaviors: some observations from Taiwan’s life insurance salespeople
Yu-Hsien Lu, Yue-Min Kang, Lu-Ming TsengThe purpose of this paper is to explore how sales compensation disclosure, salespeople’s perception of corporate social responsibility (CSR) toward customers (i.e…
Solvency II post-Brexit: equivalence discussion in light of the UK solvency II review and the financial services and markets bill
Antonia Müller, Svend ReuseFollowing the United Kingdom's (UK) withdrawal from the European Union (EU), there is uncertainty in the financial services industry on equivalence of regulatory regimes. This…
Insights into UK investment firms’ efforts to comply with MiFID II RTS 6 that governs the conduct of algorithmic trading
Alexander Conrad CulleyThe purpose of this paper is to examine the effectiveness of UK investment firms’ implementation of the requirements in Commission Delegated Regulation 2017/589 (more commonly…
Bank risk and returns: did prompt corrective action make a difference?
Saibal GhoshThe purpose of this paper is to assess the effects of prompt corrective action on bank risk and returns in an empirical framework.
Consumer adoption intention toward FinTech services in a bank-based financial system in Vietnam
Hang Thi Ngo, Le Thi Hoai NguyenThis study aims to identify the key factors driving consumer adoption attention toward FinTech services in a bank-based financial system to lay a firm ground for further policy…
ISSN:
1358-1988Online date, start – end:
1992Copyright Holder:
Emerald Publishing LimitedOpen Access:
hybridEditor:
- Prof John Ashton
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