Table of contents
A prospectus from the FSA: Its approach to regulation
David T LlewellynThe Bill gives the FSA substantial discretion in the way its powers can be exercised. A key issue for a financial regulator relates to the selection it makes from the range of…
Principles of effective regulation and supervision of banks
David T LlewellynThe FSA will become the most powerful financial regulator in the world as a single agency responsible for the regulation and supervision of the full range of financial services…
The new financial regulatory regime and the regulation of insurance
Mark BoléatThis paper examines the creation of the Financial Services Authority, concentrating on the implications for the insurance industry and the issues that will be raised in the…
The structure of financial regulation
Richard Dale, Simon WolfeSeveral recent developments (notably, the breakdown of traditional distinctions between different types of financial activity, the globalisation of financial markets and…
Finanzplatz Deutschland: Modernisation and regulatory reform
Norbert WalterThe modernisation of the German capital market, Finanzplatz Deutschland, is under way. In the course of the 1990s, efficient organisational structures of stock and futures…
The Financial Services and Markets Bill and the role of Lloyd's
John Young CBEThe problems of the Lloyd's insurance market over the past few years have been extensively reported. The market survived nevertheless and has since undergone extensive…
Gearing up for the FSA regime
Simon MorrisThis paper considers the steps which an authorised firm should be taking to prepare for the requirements of the FSA. While neither the details of the regulatory regime, nor the…
The unified compulsory ombudsman scheme
Walter MerricksThe Bill provides for five different ombudsman schemes and three other complaint handling schemes into a single unified scheme. All the existing schemes have different legal…
The Financial Services and Markets Bill: A legal perspective
Jonathan MiddleburghThe Financial Services and Markets Bill is an impressive attempt to revisit the field of financial regulation and to replace the existing regulatory structure with a single…
Website review
Martyn KendrickTo coincide with this special issue of the Journal, this review will begin by considering some websites that are particularly relevant to the draft Financial Services and Markets…
ISSN:
1358-1988Online date, start – end:
1992Copyright Holder:
Emerald Publishing LimitedOpen Access:
hybridEditor:
- Prof John Ashton