Journal of Financial Regulation and Compliance: Volume 30 Issue 5

Regulatory examinations and life insurance development

Bojan Srbinoski, Klime Poposki, Patricia Born, Karel Van Hulle

Solvency and market conduct regulations play a crucial role in supporting life insurance development by boosting consumer confidence and securing a stable environment for insurers…

Whistleblowing: procedural and dogmatic problems in the implementation of directive (EU) 2019/1937

Fabian Maximilian Teichmann, Chiara Wittmann

This paper aims to enlighten the shortcomings of the EU Whistleblowing Directive 2019/1973, which could interfere negatively with its successful national implementation. In focus…

Impact of Leveraged Lending Guidance: evidence from nonbank participation in syndicated loans

Natalya Schenck, Lan Shi

The purpose of this study is to examine the impact of supervisory Leveraged Lending Guidance (LLG) (2013–2014) on risk and structure of syndicated loans arranged by the largest US…

Financial development and entrepreneurship: insights from Africa

Folorunsho M. Ajide, Titus Ayobami Ojeyinka

One of the main obstacles to the flourishment of African entrepreneurship is financial constraint. Existing studies on the nexus between entrepreneurship and financial development…

Regulations and banking crisis: lessons from the African context

Daniel Ofori-Sasu, Elikplimi Komla Agbloyor, Saint Kuttu, Joshua Yindenaba Abor

This study aims to investigate the coordinated impact of regulations on the predicted probability of a banking crisis in Africa.

Anti-money laundering regulations and financial inclusion: empirical evidence across the globe

Isaac Ofoeda

This study aims to examine the impact of anti-money laundering (AML) regulations on financial inclusion using a comprehensive measure of AML regulations developed by the Basel…