Journal of Financial Regulation and Compliance: Volume 24 Issue 4

Subject:

Table of contents

Bad apples or corrupting barrels? Preventing traders’ misconduct

Wieke Scholten, Naomi Ellemers

This paper aims to identify social psychological root causes of misconduct by traders and offers practical guidelines to prevent misconduct.

3505

An international comparison of regulatory capture and regulatory outcomes: The case of pension regulators in Ireland and the United States

John Turner, Gerard Hughes, Michelle Maher

This paper aims to analyze how the administrative structure of pension regulators affects regulatory capture or regulatory influence. It uses a historical institutionalist…

Bank regulation and stock market stability across countries

Walaa Wahid ElKelish, Jon Tucker

The purpose of this paper is to investigate whether bank capital strength and external auditing requirements influenced international stock market stability during the 2007/2008…

1193

Limit Up–Limit Down: an effective response to the “Flash Crash”?

Viktoria Dalko

The purpose of this paper is to assess the US Securities and Exchange Commission’s new regulation, Limit Up–Limit Down (LULD), against the background of manipulative…

Interaction among funding liquidity, liquidity creation and stock liquidity of banks: Evidence from BRICS countries

Muhammad Umar, Gang Sun

This study aims to explore the relationship between three different kinds of bank liquidity: funding liquidity; liquidity creation; and stock liquidity.

1440

Basel disclosure by private and public sector banks in India: assessment and implications

Prodyot Samanta, Mohinder Dugal

The aim of this paper is to assess the nature and characteristics of regulatory risk management reporting by private and public sector banks in India.

Cover of Journal of Financial Regulation and Compliance

ISSN:

1358-1988

Online date, start – end:

1992

Copyright Holder:

Emerald Publishing Limited

Open Access:

hybrid

Editor:

  • Prof John Ashton