Journal of Financial Regulation and Compliance: Volume 1 Issue 2

Subject:

Table of contents

THE PHILOSOPHY AND RATIONALE OF THE FREEDOM AND RESPONSIBILITY OF THE PRESS BILL

CLIVE SOLEY

When I drew fourth place in the ballot for Private Members' Bills I decided that it was an excellent opportunity for wide‐ranging debate on the role and structure of the press in…

A CASE AGAINST PRIVACY LEGISLATION FROM THE PERSPECTIVE OF THE REGIONAL PRESS

KEITH PARKER

The paper sets out the reasons for the opposition of the Guild of British Newspaper Editors to the imposition of privacy legislation. In doing so, it first examines five recent…

THE STRUCTURE OF CONTROLS ON THE INVASION OF PRIVACY BY THE PRESS

ALEX CARLISLE QC

This paper examines the historical and contemporary background to the vexed question of control of the press. Consideration of the Younger Report on Privacy (1972) and the Royal…

COMPETITION AND THE REGULATION OF AUDITOR INDEPENDENCE IN THE EC

DEREK RIDYARD, JEAN DE BOLLE

The paper sets out the findings of a study by the authors of the EC audit and consultancy sectors, presenting their view that it is auditors' independence rather than competition…

BCCI: THE LESSONS FOR BANK SUPERVISORS PART 1: DEFICIENCIES IN NATIONAL SUPERVISORY PRACTICES AND REGULATORY FRAMEWORKS

MAXIMILIAN J.B. HALL

This paper is published in two parts. The first, which is published here, starts by considering the background to UK banking supervision and examining the effectiveness of the…

REGULATING THE LIBERALISED TELECOMMUNICATIONS SECTOR

COLIN SCOTT

After considering the background to the regulation of the telecommunications industry, the paper examines the promotion of competition and protection of consumers in the sector…

ADVOCATES' IMMUNITY FROM NEGLIGENCE ACTION

KEITH RICHARDS

After considering the circumstances in which advocates' immunity from liability in negligence exist, the paper looks at the reasons for the continued existence of the rule and, in…

TOWARDS A POLICY ON FINES AND DISCIPLINE: THE DISCIPLINING RECORD OF IMRO AND THE SFA

GARETH ADAMS

In many ways 1991 was a record year for the self‐regulatory regime set up under the Financial Services Act 1986 (FSA). Not only did the Investment Compensation Scheme pay out a…

THE IMPACT OF THE COSHH REGULATIONS ON THE WORKING ENVIRONMENT

COLIN PURNELL

This paper considers the Control of Substances Hazardous to Health (COSHH) 1988 Regulations. In particular, it notes the Regulations' antecedents in UK legislation and European…

WHAT IS INVESTMENT BUSINESS?

DENNIS ROSENTHAL

Section 1(2) of the Financial Services Act 1986 (the Act) defines ‘investment business’ as the business of engaging in one or more of the activities which fall within the…

Cover of Journal of Financial Regulation and Compliance

ISSN:

1358-1988

Online date, start – end:

1992

Copyright Holder:

Emerald Publishing Limited

Open Access:

hybrid

Editor:

  • Prof John Ashton