Journal of Financial Regulation and Compliance: Volume 22 Issue 1

Subject:

Table of contents

Trustees and pension schemes in Ireland

Jim Stewart, Bridget McNally

– This article aims to highlight the gap between the legal responsibilities and the practice of pension fund trustees in Ireland.

716

Shareholding in EU: is “indirect holding” approach appropriate in achieving financial integration?

Georgios P. Kouretas, Christina Tarnanidou

– The purpose of this paper is to focus on the specific “shareholder's” concept of transparency.

324

The influences of sales compensations, management stringency and ethical evaluations on product recommendations made by insurance brokers

Lu-Ming Tseng, Yue-Min Kang

The purpose of this paper is to explore the impacts of the size and timing of sales compensations, the management stringency of the insurer and the insurance broker's own moral…

1142

PMI: mortgage backstop from the Alger Report to Dodd-Frank

Adolph Neidermeyer, Naomi E. Boyd, Presha Neidermeyer

The purpose of this paper is to provide a historical perspective and going-forward assessment of the importance of private mortgage insurance (PMI) entities in the…

139

Stock price discreteness and clustering: decimals and ordered probit model

Haksoon Kim

– The purpose of this paper is to revisit the ordered probit model of Hausman et al. after the NYSE decimalization.

Game theory and sovereign wealth funds

Harry McVea, Nicholas Charalambu

The purpose of this article is to assess strategies available to recipient states for managing the putative risks posed by sovereign wealth funds (SWFs) in the context of global…

Cover of Journal of Financial Regulation and Compliance

ISSN:

1358-1988

Online date, start – end:

1992

Copyright Holder:

Emerald Publishing Limited

Open Access:

hybrid

Editor:

  • Prof John Ashton