Journal of Financial Regulation and Compliance: Volume 20 Issue 1

Subject:

Table of contents

Bank regulation, governance and the crisis: a behavioral finance view

Robert Grosse

The purpose of this paper is to analyze the 2008‐2009 financial crisis using a behavioral view, and suggest changes in government policy and company governance to deal with the…

5476

Does CEO duality affect corporate performance? Evidence from the US banking crisis

Robert Carty, Gail Weiss

The global financial crisis of 2008 raises many governance questions regarding the roles and responsibilities of executives and board members. Simultaneously, CEO duality in the…

2883

Private action as a remedy against market manipulation in the USA

Ahmad Alkhamees

The purpose of this paper is to examine the appropriateness and effectiveness of using the right of private action against perpetrators of market manipulation.

The effects of violating banking regulations on the financial performance of the US banking industry

Mohamad Jamal Zeidan

The purpose of this paper is to examine the effects of corporate illegality on financial performance within the banking industry, in order to assess whether the regulatory…

1573

The efficacy of Regulation SHO in resolving naked shorts

Clay M. Moffett, Robert Brooks, Jin Q. Jeon

On January 3, 2005, Regulation SHO was implemented by the Securities and Exchange Commission, with the express purpose of updating short sale regulation by seeking to limit an…

The impact of introducing a pre‐close on the New Zealand share market

John F. Pinfold, Danyang He

The purpose of this paper is to investigate the July 2007 introduction of a pre‐close call auction on the New Zealand stock market and its effect on share pricing quality and…

367
Cover of Journal of Financial Regulation and Compliance

ISSN:

1358-1988

Online date, start – end:

1992

Copyright Holder:

Emerald Publishing Limited

Open Access:

hybrid

Editor:

  • Prof John Ashton