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Listening to regulators about the challenges in regulating emerging disruptive technologies

José Antonio Gouvêa Galhardo (Office of the Comptroller General (CGU), São Paulo, Brazil)
Cesar Alexandre de Souza (Business School, University of São Paulo, São Paulo, Brazil)

Transforming Government: People, Process and Policy

ISSN: 1750-6166

Article publication date: 24 September 2024

Issue publication date: 31 October 2024

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Abstract

Purpose

This study aims to investigate the regulatory challenges of emerging disruptive Information and Communication Technologies (ICT) in Brazil and the strategies regulators use to address them.

Design/methodology/approach

It is an empirical qualitative research on Brazil’s three administrative levels, focusing on the legislative houses’ specialised Science and Technology Committees. It combines archival analysis of public meeting records with elite interviews of parliamentarians and technocrats who participated in Public Hearings in 2019, which results in this paper analysed through the Theory of Communicative Action with a critical stance.

Findings

The research reveals that regulatory challenges gain new dimensions by involving discussions about emerging ICT. Factors such as time constraints, rapid technological evolution and widespread adoption compound these challenges, straining the preference for the incremental pace of regulation and the traditional model of specialised regulatory agencies. The research captures some regulators’ values, underlying concerns and perceived necessities for surmounting these challenges. It also outlines the preferred process for ICT regulation, revealing parliamentary assistants and executive intermediate-level specialists as gateways for interest groups’ action.

Social implications

The study's findings highlight the crucial role of specific actors as gateways to the covert action of interest groups, particularly Big Tech firms. This contribution is significant as it empowers civil society and academia to monitor and mitigate the risk of regulatory capture, thereby promoting a more transparent and equitable regulatory environment.

Originality/value

This research is original in directly engaging with the key figures (lawmakers, legislative assistants and specialised bureaucrats) involved in the critical and timely issue of regulating emerging disruptive technologies.

Keywords

Acknowledgements

The support given by the Brazilian Office of the Comptroller General was not through funding, but through the licence for an employee to engage in a PhD.

This research is part of a PhD supported by the Brazilian Office of the Comptroller General through the Office’s Employee Training and Development Policy.

Citation

Galhardo, J.A.G. and de Souza, C.A. (2024), "Listening to regulators about the challenges in regulating emerging disruptive technologies", Transforming Government: People, Process and Policy, Vol. 18 No. 4, pp. 768-784. https://doi.org/10.1108/TG-03-2024-0073

Publisher

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Emerald Publishing Limited

Copyright © 2024, Emerald Publishing Limited

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