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Attitudes to Dishonesty: An Analysis of Financial Services Compliance Officers' Attitudes

Rowan Bosworth‐Davies (After reading for the Bar at the Middle Temple, Rowan Bosworth‐Davies joined the Magistrates Courts service as a clerk to the justices in 1971)

Journal of Financial Crime

ISSN: 1359-0790

Article publication date: 1 March 1993

Abstract

Compliance officers are those specifically employed in financial services companies to ensure compliance with the legal requirements imposed by the Financial Services Act 1986, and other relevant legislation. This paper discusses the perceptions of a sample group of compliance officers of the relative seriousness of specific criminal acts involving dishonesty and the implications for the effective regulation of the financial services industry. The data were gathered during research for the degree of Master of Arts in Police Studies at the University of Exeter.

Citation

Bosworth‐Davies, R. (1993), "Attitudes to Dishonesty: An Analysis of Financial Services Compliance Officers' Attitudes", Journal of Financial Crime, Vol. 1 No. 3, pp. 217-224. https://doi.org/10.1108/eb025623

Publisher

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MCB UP Ltd

Copyright © 1993, MCB UP Limited