Unsuccessful judicial review: London Metal Exchange disciplinary action R v The London Metal Exchange Limited ex parte Albatros Warehousing BV

Abstract

The London Metal Exchange is a recognised investment exchange under s. 36 Financial Services Act 1986 and is thus exempt from any need to secure authorisation under that Act. Schedule 4 of the Financial Services Act 1986 sets out the criteria which an investment exchange must meet and fulfil on a continuing basis in order to procure recognition from HM Treasury. Included in the Sch. 4 criteria are:

Citation

Gray, J. (2001), "Unsuccessful judicial review: London Metal Exchange disciplinary action R v The London Metal Exchange Limited ex parte Albatros Warehousing BV", Journal of Financial Regulation and Compliance, Vol. 9 No. 2, pp. 171-180. https://doi.org/10.1108/eb025072