FINANCIAL REGULATION FIVE YEARS ON: THE INVESTIGATIVE POWERS OF THE SROS
Journal of Financial Regulation and Compliance
ISSN: 1358-1988
Article publication date: 1 February 1993
Abstract
The authors review the powers of SIB and the SROs, particularly in relation to compliance and investigations, and attempt to assess their effectiveness.
Citation
HIGH, D. and Shah, N. (1993), "FINANCIAL REGULATION FIVE YEARS ON: THE INVESTIGATIVE POWERS OF THE SROS", Journal of Financial Regulation and Compliance, Vol. 1 No. 4, pp. 347-354. https://doi.org/10.1108/eb024781
Publisher
:MCB UP Ltd
Copyright © 1993, MCB UP Limited