This paper summarises the FSA's enforcement action taken to date under the market abuse regime and considers how the implementation of the Market Abuse Directive (‘MAD’) will affect the work of city compliance officers. In particular, this paper focuses on the new requirement for the regulated sector to make suspicious transaction reports in respect of market abusive behaviour as well as considering how the newly revamped market abuse regime will sit alongside the criminal offence of insider dealing.
Burger, R. and Davies, G. (2005), "‘The most valuable commodity I know of is information’", Journal of Financial Regulation and Compliance, Vol. 13 No. 4, pp. 324-332. https://doi.org/10.1108/13581980510635555
Emerald Group Publishing Limited
Copyright © 2005, Emerald Group Publishing Limited