Is it Time to Revamp the Current Regulatory Structure of the Markets?
BRANDON BECKER
(Partner at Wilmer, Cutler & Pickering, a law firm in Washington, DC.)
STUART KASWELL
(Senior vice president and general counsel of the Securities Industry Association in Washington, DC.)
JUDY POPPALARDO
(Vice president and associate general counsel of the Securities Industry Association in Washington, DC.)
CHERIE MACAULEY
(Associate at Wilmer, Cutler & Pickering in Washington, DC.)
87
Abstract
The growth of new trading opportunities, advances in technology, and investor interest in fast, cheap execution have all challenged the dominance of traditional exchanges and encouraged the development of alternative trading systems. This article explores the vigorous debate among market participants that has ensued, and outlines their various positions on how these developments should impact the existing regulatory structure.
Citation
BECKER, B., KASWELL, S., POPPALARDO, J. and MACAULEY, C. (2000), "Is it Time to Revamp the Current Regulatory Structure of the Markets?", Journal of Investment Compliance, Vol. 1 No. 1, pp. 11-18. https://doi.org/10.1108/eb045866
Publisher
:MCB UP Ltd
Copyright © 2000, MCB UP Limited