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The study aims to examine the impact of farmers’ actual adaptations on rice yields in the upland areas of Yunnan province, China.

The paper employs the simultaneous equations model with endogenous switching to investigate the different effects of adaptation strategies on rice yields achieved by adopters and nonadopters based on the cross-sectional data at farm level.

The results show that farmers’ access to government agricultural extension services significantly encourages rice farmers to make the adjustments in farm managements. The authors find that the adaptation strategies employed by farmers significantly increase rice yields. Adaptations adopted by upland farmers increase rice yields for both adopters and nonadopters, particularly for the nonadopters.

This paper contributes to the existing literature by focusing on farmers’ adaptation strategies to climate change in uplands of Yunnan using the primary household survey data. The results show the effectiveness of farmers’ adaptation adoptions on rice yields in uplands of Yunnan province.

Sarangani, a province in Southern Philippines, is inhabited predominantly by tribal groups who depend on traditional rice farming for subsistence and livelihood. The purpose of this study is to identify current pressures to these upland communities and the interventions instituted to address them or mitigate their effects.

This is an exploratory and cross-sectional research using the emic approach. Rapid rural appraisal techniques (i.e. focus group discussion, key informant interviews, community immersion and field observation) were concurrently undertaken in 15 farming villages in the Sarangani uplands.

Results revealed that many upland families inhabited disaster-prone areas under conditions of hardship and abject poverty. Prevalent problems in these areas have largely arisen from the encroachment of modern agriculture, environmental degradation and changes in the socio-political and economic spheres. Consequently, food insecurity, cultural and genetic erosion and biodiversity losses have resulted in lowered Sarangani agro-ecosystem resilience. While policies and programs had been instituted to address these problems, positive results still remain to be realized.

Weak social networks in the Sarangani upland communities are attributable to their isolation and the disruptive influences of modernization. Agricultural modernization, in particular, caused the disintegration of community social structures and undermined overall well-being of the farmers. Sustainable strategies which harmonize modern and traditional systems of food production and environmental management are warranted to attain food security, environmental preservation and bio-cultural preservation.

This study contributes to the present body of knowledge about threats to vulnerable agro-ecosystems inhabited mainly by indigenous tribes. And while only 15 farming villages were covered by the study, these results can serve as a microcosm of what is happening in traditional agro-ecosystems worldwide. The study is also expected to provide inputs to policymakers, which they can use in crafting policies to address problems in the Sarangani uplands.

Floods in Vietnam have been a well-known phenomenon and occur in all regions of the country, especially in the Central Coast region, Mekong Delta, and Red River Delta (Socialist Republic of Vietnam, 2007). People had to learn to live with floods, particularly those whose livelihood depends on the productive functions of annual flooding. Floods are embedded in Vietnamese culture, as ancestors of the Vietnamese nation regarded flooding as one of the four biggest dangers to people, along with fires, robbers, and invaders (Tran, Marincioni, Shaw, Sarti, & An, 2008).

Drawing on studies in flood-affected upland areas of Thailand and Vietnam, this chapter explores the complex interplay between collective, state and individual responses to disastrous flood events and subsequent mitigation strategies. Fieldwork was conducted between 2007 and 2009, employing a variety of qualitative methods, such as semi-structured interviews in flood-affected households, focus group discussions and narrative essays written by local people. Evidence suggests that farmers’ willingness to engage in flood mitigation is curbed by the common perception that flooding is caused by a bundle of exogenous factors. In the case study from Vietnam, state intervention in formerly community-based water management has alienated farmers from water governance and reduced their sense of personal and collective responsibility. Their lack of engagement in flood-prevention strategies could also be explained by the fact that their major cash crop was not affected by the flood event. In the Thai case study, where community-based water management remained largely unaffected by state influence, villagers agreed in a collective decision-making process to widening the riverbed after a severe flood, although this meant that some farmers had to give up parts of their paddy fields. Yet, following a second flood, these farmers opened up new upland rice fields in the forested upper watershed areas to ensure their food security, thus increasing the likelihood of future flood disasters downstream. We conclude that flood mitigation and adaptation policies need to consider (1) local people’s own causal explanations of flood events and (2) the potential trade-offs between collective action, state intervention and individual livelihood strategies.

The purpose of this paper is to operationalise infomediaries in an agricultural context, specifically upland rice farming. Infomediaries are people who facilitate access to information and communication technologies (ICTs). This offers a socially grounded solution to the nagging issue of the digital divide.

This research is predominantly qualitative. The methods used were time transects, mobility mapping, photovoice, individual and key informant interviews. In total, 38 farmers' children from the upland communities in the provinces of Albay and Aurora participated in this research. Theoretically, this paper aims to contribute to literature on ICT 2.0.

The participants showed strong desire to help their parents on the rice farm, directly or indirectly. They had varying levels of proficiency in using ICTs. Average weekly expenditure on purchasing prepaid mobile phone credits was US$1.50. Evidence of mobile addiction (sending more than 200 text messages daily) was noted. Their youth's intimate relationship with ICTs increases hope that they can serve as infomediaries for their farmer-parents.

This research is anchored on giving context-specific solutions to ICT issues. Transferability is emphasised over generalisability.

Based on the mobility maps of the participants, their respective schools can serve as the nuclei for agricultural extension. The schools serve as their convergence point. This offers an alternative to the difficulty of individually visiting the farmers in the area, which is confounded by the scarcity of agricultural technologists tasked to do the job.

The paper offers an alternative extension mode, drawn from the intimate relationship between young people and ICTs. This is a welcome initiative, particularly because such initiatives to engage youth in agriculture, directly or indirectly, remain scarce. The ideas forwarded in this paper will benefit agricultural agencies in the Philippines and other developing countries.

The purpose of this paper is to contribute to the study of sustainable rural livelihoods by developing a model to measure vulnerability of subsistence communities in dryland regions and identifying the major determinants that contribute to the livelihood vulnerability of these communities.

The author conducted a household survey across three subsistence communities in West Timor (n=627), from June to November 2013. Based on the guideline of the OECD (2008), the author developed a series of indicators and constructed a composite index to measure the vulnerability of dryland communities. The author adapted the livelihood vulnerability index (LVI) measure from Hahn et al. (2009) but refined it by using Shannon’s entropy method in deciding the weights of indicators and statistically tested the correlation between indicators using Kendall’s correlations.

Six major determinants were identified: education (EDU), children’s participation in agriculture (CPA), agricultural income (AI), subsistence food reserve (SUBSIST), social-cultural participation (SCP) and access to water, health clinic and market (ACC). LVI in all communities shows significant and strong relationships with SCP (0.594, p<0.01), AI (0.545, p<0.01) and CPA (0.434, p<0.01). This signifies that constraints to engage in social gatherings, market the harvest and obtain additional labour input are currently the major contributor to the vulnerability in these communities.

Shannon’s entropy is one of the methods for assisting in making decision (ranking) objectively. The results may need to be tested further using other methods.

Using objective weight provides additional information useful for identifying and prioritising areas (sub-components) which require attention and appropriate solutions to prevent households from further impoverishment and increased vulnerability.

Livelihood vulnerability of subsistence community in dry region is closely related to local survival skills and customs. Differences in the level of vulnerability across communities are due not only to geographical location and physical infrastructure, but also the leadership of local customary leaders and village government in looking for ways to improve the livelihoods of community members.

This paper is based on part of the results of a PhD thesis supported and approved by Griffith University. It has not been published before.

The purpose of this paper is to contribute to debates about environmental policy in developing countries by examining how far sustainable livelihoods approaches (SLAs) to development may allow an alternative and less universalistic approach to environmental changes such as soil erosion.

The paper provides an overview of debates about environmental narratives and SLAs. There are tensions in both debates, about how far local institutions represent adaptations to predefined environmental risks, or instead enable a redefinition of risks according to the experience of poor people. In addition, there is a tension in how far SLAs should be seen as a fixed institutional design, or as a framework for organizing ideas and concerns about development. The paper presents research on soil erosion in Thailand as a case study of how SLAs can redefine risks from erosion for poor people.

SLAs provide a more contextual analysis of how environmental changes such as soil erosion represent risk to different land users, and hence SLAs can make environmental interventions more relevant for reducing vulnerability. But this approach can only succeed if intervener agencies are willing to consider challenging pre‐existing environmental narratives in order to empower local livelihoods.

The paper adds to existing research on SLAs by exploring the implications of SLAs for redefining environmental assumptions. The paper forms part of work aiming to make debates about the politics of environmental knowledge and science more practically relevant within development policy.

The purpose of this paper is to explore the current approach that the Thai Government has employed to manage “wicked problems,” using the case of opium in northern Thailand, and analyzing how the network governance approach can contribute to sustainable upland community development.

A case study was employed for this research. The data collection was based upon a qualitative research approach, namely in-depth interviews, participatory observation and document research, were all conducted.

The study found that the strategy of the Thai Government to manage the opium problem in the upland periphery has changed over time. The recent approach could be illustrated as a form of network governance albeit solely within the governmental realm, which was found to be different from the network governance stratagem currently defined in the dominant literature. This paper suggests that in order to achieve a sustainable solution for upland community development, the mode of network governance should shift toward self-governing networks. In other words, non-state stakeholders should be actively engaged in the network and empowered to manage their problems for sustainable upland community development.

This paper contributes to the current corpus of network governance literature by introducing an empirical case study from Thailand. In terms of policy implication, this paper provides policy suggestions for governments, especially in Asia, who are actively seeking to resolve “wicked problems” and achieving sustainable community development.

This paper aims to explore ethnic minority women’s gendered perceptions and processes of agricultural innovation in the Northern uplands of Vietnam. The key research question asks how women develop innovations and learn new agricultural practices within patriarchal family structures.

In-depth interviews including life histories were conducted with 17 female and 10 male farmers from different socio-economic groups; participant observation and key informant interviews were also carried out.

Women’s innovation processes are deeply embedded in their positions as wives and daughters-in-law. Their innovation tends to be incremental, small-scale and less technological, and they use innovation networks of women rather than those of the formal agricultural institutions, including bringing innovation knowledge from their birth family to the patrilocal household. Unlike men’s perceived innovation, women’s innovation is strongly linked to small-scale entrepreneurship, and it is a powerful approach in the sense that it strengthens the position of women in their families while improving the household economy.

Identifying socially constructed innovation processes helps policymakers to rethink the introduction of ready-made innovation packages, both in terms of content and delivery, and to facilitate innovation for women, as well as men, in marginalized positions.

Understanding the gendered processes of innovation instead of measuring gender gaps in innovation outcomes sheds light on women’s interests and preferences, which can inform policies for supporting women’s innovation and thereby lead to social change, including gender equity.

This paper contributes to the understanding of gendered innovation processes and entrepreneurship associated with agriculture in rural areas in non-Western ethnic-minority contexts, which is an area that past and current research on entrepreneurship has relatively ignored.

The late incorporation of Lao PDR in the globalized age as an agricultural producer and exporter has been created through the process of “peasantization” and restructuring of agricultural upland productive area. The chapter discusses the role of the state and cross-border markets through contract farming in three villages in northern Lao PDR. Contrary to the general belief that economic globalization will result in the weakening of the state, the chapter argues that the state still has a significant role to play. Being late in the corporation into the world market, the changes that take place become very intense.