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To explain a recent US Securities and Exchange Commission (SEC) administrative proceeding targeting a broker-dealer as part of the Commission’s continuing efforts to enforce anti-money laundering (AML) regulations and reporting.

This article explores the factual and legal contours of a specific SEC administrative proceeding to better understand the affirmative steps the Commission expects of financial service providers as it relates to AML activities and reporting.

Given the SEC’s current enforcement focus, it is critical that financial institutions conduct their activities with a clear understanding of the AML regulations, investigatory expectations and related reporting requirements associated with the provision of brokerage and advisory services to US clients and customers.

This article highlights the SEC’s continuing interest in broker-dealer AML policies and compliance and provides analysis from experienced lawyers with expertise in financial services, securities and white collar crime.

In 2009, Lucha, a Mexican woman who had migrated to Chicago and worked at a candy factory described her work as ‘A slow assassination of your soul’. Her experience in the United States was transformative. The power she previously had as a community activist and college student in Mexico was eroded. Lucha's experience exemplifies a shift in her identity and how that changing identity fashioned the character of her economic activities. Race, ethnicity, and gender shift and change meaning through migration (Gilmartin, 2008, p. 1840) and shape ‘migrant women's multiple relations in the process of migration’ (Parreñas, 2009, p. 11). We are interested in the struggles, realities and contestations of immigrant women. We want to better understand how migrant women negotiate the dynamic intersections of race, gender and citizenship identities in new places in order to survive, prosper and exert influence in new places and economic environments. Based on indepth interviews with immigrant women in Chicago, Illinois, United States and in the Barcelona area of Spain, we demonstrate that issues of race, gender and citizenship influenced the kinds of jobs they obtained and the working conditions they experienced, as well as their ability to become accepted members of the community. In this chapter, we want to respond to the call made by Parreñas (2009) to contribute to the gender and migration literature by analysing structural gender inequalities beyond differences between men and women, and focusing on how gender inequalities are constructed as they intersect with other inequalities based on race and citizenship. The women we interviewed endured humiliation based on their intersecting identities at work; some questioned their belonging in their new countries while at the same time feeling that they did not belong in their home country, as other authors such as Parreñas (2001) have found. The challenge for planners and policymakers is to understand the intricacies of multiple identities across places and scales. Hearing their complex stories of work and perceptions of belonging in their country of origin and new country can help academics who are training future planners and professionals build more inclusive planning and policy theory and practice.

Nicky Busch has Ph.D. from the University of London. She is currently researching the in-home care and domestic sectors in the United Kingdom.

Meng-Hsuan Chou starts the anthology with Chapter 2, ‘EU Mobility Partnerships and Gender: Origin and Implications’. Here she shows how current EU regulations regarding migration came to be formed they way they are and how this development was motivated. She not only explores the circumstances under which European Union (EU) mobility partnerships were established, but also examines the effects in terms of migration flows. She raises the question of how the migration policies of the receiving states gender migratory flows, and also wonder whether instrument formulations are intentional or unintentional. While previous research has mostly examined these issues from the perspective of national migration policies, Chou finds that a supranational viewpoint still is missing, a gap in the literature she here aims to fill in. The EU migration instruments known as the ‘mobility partnerships’ are established by participating EU member states and certain third-world countries with the aim of facilitating circular migration. Chou approaches her questions through empirical analysis of three different data sets: (1) existing studies on the migration-development nexus, European migration policy co-operation and EU mobility partnerships; (2) publicly available reports and official EU documents and (3) position papers circulated amongst national delegates who prepared for, and defended their domestic positions at, the Tampere European Council summit. She suggests that the European governments rarely had ‘gender balance’ as priority when it came to border control. However, by definition and design, EU policies are meant to affect migratory flows. To discern how, it is necessary to look more closely at what happens in practice when member states implement the measures (e.g. from the EU level to the national/bilateral level).

The world’s aging population has led to a greater use of prescription and non-prescription medication by the elderly. Besides, older drinkers consume alcohol often regardless of the medication they consume. The purpose of this paper is to examine the intake of medication and alcohol simultaneously in a group of elderly in the community of Madrid, and the possible differences in consumption between men and women.

An observational cross-sectional study of 342 elderly in Madrid, aged 65–96 years was conducted, including the collection of anthropometric data (weight, height, waist circumference, BMI), information about the quantity of daily alcohol intake and medication taken from each subject.

A high percentage of the sample used medication, especially women. A smaller percentage of the sample consumed alcohol, being more frequent among men and decreasing with age. In addition, almost half of the sample (46.4 percent) combined medication intake with alcohol, especially men. High alcohol consumption was observed simultaneously in those subjects taking medication; in addition to the non-perception of the real risk to health. Statistically significant sex differences were observed, since men drank more, including when taking medication; although women may be more vulnerable to harm derived from alcohol.

This study contributed to estimate the risk to the public health of old people, and the integrity of their health, by observing the consumption of both medication and alcohol, given that medication taken in conjunction with alcohol can cause adverse side effects.

This paper aims to present issues of deterrence related to stalking.

The authors have combined recent mixed method research findings and existing general deterrence literature with their practitioner experiences of working with this population, to provide a novel viewpoint paper intending to influence advancements in knowledge in this area.

Recent qualitative research investigating the function of stalking in a small sample (see Wheatley et al., 2020a) noted the participants’ focus on the lack of deterrence. For example, participants described feeling emotionally stuck in their pursuits, experiencing poor access to help and support, being ignorant of the potential custodial consequences of their offending and even stating that imprisonment provided a harsh yet necessary moment of reality.

This novel discussion paper reviews these findings in relation to both the available research based on deterrence generally and deterrence related to stalking and the experience of working with stalking cases in clinical practice. This paper explores what we know about the motivations that underlie stalking behaviour and how that relates to the effectiveness of deterrence, including the role of traditional criminal justice approaches to this type of offending.

This study aims to examine the effects of likeability of service agents on perceived justice and reconciliation and retaliation as consequences of service failures, taking into consideration the conflict resolution styles that is showing empathy and issuing an apology.

An online survey was administered to 630 residents in the United States. The participants were US residents, had experienced a service failure in the prior six months and had complained either in person or by phone call.

It was found that likeability had a positive effect on both reconciliation and retaliation. Given the likeability of the service agent, interactional justice mitigated retaliation, whereas distributive justice enhanced reconciliation. Furthermore, when a service agent displays a high level of empathy and apology, the positive effect of likeability on distributive justice is intensified.

This study extends the current knowledge concerning the effects of likeability in service recovery by offering a comprehensive framework and practical implications for managers to restore business relationships following a service failure.

The purpose of this paper is to study the linkage of innovation and entrepreneurship to economic growth in countries with different levels of development.

Following quantitative analysis, the authors carry out three empirical approaches to examine the effects of innovation and entrepreneurship on competitiveness. In accordance with their initial study framework, they test the conceptual model of competitiveness through applying descriptive statistics, structural equation modelling (SEM) and hierarchical cluster analysis. Descriptive statistics and SEM data sources from the Global Competitiveness Report of the World Economic Forum were analysed for 148 countries. The hierarchical cluster analysis furthermore analysed Global Entrepreneurship Monitor data on 67 different countries.

The study confirmed that innovation and sophistication factors are crucial to the competitiveness of economies. The study also revealed the definition of five clusters relative to the competitive performance of advanced economies following the introduction of new entrepreneurship variables.

This research aims to open up avenues for the development of regional competitiveness studies.

This paper focuses on the issue of global competitive advantage of nations, based on the dimensions analyzed by the World Economic Forum in assessing the economic competitiveness of a large sample of countries. From the different stages of development of the countries, this study aims to help us to recognize what variables better explain the global competitive advantage of economies.

Following quantitative analysis, results based on PLS show what dimensions within each economic development stage best explain the global competitive advantage of economies.

Beyond the institutions, infrastructure and regulation of the markets, higher education and training, the technological readiness, the business sophistication and innovation contribute greatly to explain the competitive advantage of economies.

Understanding the drivers of global competitive advantage of nations, this study may help academics to conduct new studies, as well as politicians to define intervention priorities.