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The present study aims to examine the use of open access (OA) scholarly communication in India and investigate the factors affecting the adoption and use of OA scholarly communication among researchers.

The study adopted a quantitative research approach using a survey method. Science Citation Index Expanded (SCI-EXPANDED) of Web of Science database was selected as a source for identifying potential researchers and researchers' contact details. A web-based questionnaire was designed using Google Forms, and a link to the questionnaire was sent by email to 4,237 researchers belonging to Science and Technology. Unified theory of acceptance and use of technology (UTAUT) is the primary basis for formulating the present study's conceptual model. Hierarchical multiple regression (HMR) was applied for identifying the factors that influence the adoption and use of OA scholarly communication.

The study found that researchers have limited knowledge of different OA concepts, initiatives and resources, resulting in a deficient level of participation in OA publishing. The HMR analysis authenticates that attitude, facilitating conditions, Internet usage self-efficacy, article processing charge (APC) and researchers' working experience significantly influence the adoption and use of OA scholarly communication. Based on the findings, the study proposed a validated model to investigate the adoption and use of OA scholarly communication in different institutions, research disciplines and developing countries with similar conditions.

The findings have several practical and policy implications for improving OA publishing in India, formulating OA policies and providing directions for further research.

This is the first study focusing on adopting and using OA scholarly communication in India. Findings may be helpful in planning and implementing OA initiatives. The influencing factors and the relative importance identified in the present study offered empirical evidence to demonstrate the researchers' attitudes and perceptions for adopting and using OA scholarly communication.

The peer review history for this article is available at: https://publons.com/publon/10.1108/OIR-05-2021-0265.

The number of open access repositories (OARs) has been growing globally, but faculty members have been reluctant to embrace OAR and submit their work. While there are studies that looked at sociotechnical factors that affect faculty participation in OARs, this study aims to explore how the individual characteristics of faculty might impact faculty willingness to deposit their work in an OAR.

The survey was distributed to all faculty at a large public university in the USA who were identified as having their primary job responsibilities in teaching and research. This study used a correlational analysis between faculty individual characteristics (i.e. age, rank, status and academic discipline) and their willingness to deposit their work.

The findings show that there is a difference in faculty familiarity with open access (OA) principles and faculty awareness of OA policy based on individual characteristics. Furthermore, these individual characteristics have a significant impact on faculty willingness to participate in OARs. While this study reveals a significant correlation between the faculty intent to deposit and the respondent’s academic discipline, rank and status, there are other factors that affect faculty intent to participate in OAR, such as familiarity with OA principles and awareness of institution’s OA Policy.

There were no significant responses from the Colleges of Science or Health and Public Service and, therefore, did not yield any statistically significant results. Measuring the university’s promotion system was outside the scope of this research.

Results of this research can provide insight on how individual characteristics of faculty might impact their willingness to embrace OA publishing in general and OARs in particular.

The findings from this research will be a valuable source of information for librarians and OA staff in developing more effective outreach programs to increase faculty participation in OA and OARs.

This study reveals that individual faculty traits do have an impact on faculty willingness to participate in OARs. The academic discipline was found to make the most significant difference in faculty intent to deposit their work in an OAR. However, due to the ever-changing landscape of OA publishing and the ongoing outreach efforts by librarians, the faculty members’ perception and participation in OARs is likely to evolve.

The purpose of this paper is to consider the economic perspective in open access publishing. The status of the article processing charges in open access journals is explored and highlighted.

The study is based on the analysis of journals indexed by Directory of Open Access Journals (DOAJ) and the fee structure levied by them as article processing charges (APCs).

Open access journal publishers have to evolve a mechanism that will share the burden of the authors interested in publishing in OA journals that levy article processing charges.

The study can act as an eye‐opener for the publishers and associations affiliated with authors to support them and their works in making them publishable in open access journals which charge fees for article publishing. Also, the study can be extended on the basis of economic models that open access journals share in different disciplines and additional work can be carried out to highlight the perception of the authors who are benefitted from article processing charges.

An economic divide between the authors who belong to the developed nations and the authors who reside from third world nations can be bridged.

The study is first of its kind, as it highlights the economic burden that the authors share in a fee‐based open access publishing world.

To provide an overview of the growing international movement of librarians, faculty members, and researchers who are working together to develop new methods of scholarly communication, including Open Access (OA) journals, digital e‐print archives, and institutional repositories, and to press for public access to federally funded research.

Key elements which have created pressures for change in the scholarly communication system are reviewed: the development and expansion of the Internet and networked technologies, and rapidly increasing journal costs due to consolidation, pricing structures and title aggregating in the commercial journal publishing industry. Effects of these pressures on libraries, citing Bowdoin College as an illustrative case, and examples of OA and affordably priced journal publishing models and OA principles and infrastructure are presented.

The OA movement has gained momentum and appears to be meeting with some success, with worldwide efforts to make federally funded research available to taxpayers and the largest science, technology and medicine journal publishers revisiting pricing structures. It is predicted that commercial journals, OA journals and digital repositories will continue to co‐exist as information resources for the scholarly community for the foreseeable future.

This is not an exhaustive history, but rather a review of movement highlights, written by a steering committee member of SPARC, a major scholarly communication movement stakeholder.

A useful overview for librarians and researchers unfamiliar with the movement who wish to educate local faculty members about the implications for their publishing and professional activities, as well as for commercial publishers and scholarly presses interested in learning more about the movement.

This paper aims to present empirical evidence on the opinion and behaviour of French scientists (senior management level) regarding open access (OA) to scientific and technical information.

The results are part of a nationwide survey on scientific information and documentation with 432 directors of French public research laboratories conducted by the French National Research Center (CNRS) in 2014.

The CNRS senior research managers (laboratory directors) globally share the positive opinion towards OA revealed by other studies with researchers from the UK, Germany, the USA and other countries. However, they are more supportive of open repositories (green road) than of OA journal publishing (gold). The response patterns reveal a gap between generally positive opinions about OA and less supportive behaviours, principally publishing articles with article processing charges (APCs). A small group of senior research managers does not seem to be interested in green or gold OA and reluctant to self-archiving and OA publishing. Similar to other studies, the French survey confirms disciplinary differences, i.e. a stronger support for self-archiving of records and documents in HAL by scientists from Mathematics, Physics and Informatics than from Biology, Earth Sciences and Chemistry; and more experience and positive feelings with OA publishing and payment of APCs in Biology than in Mathematics or in Social Sciences and Humanities. Disciplinary differences and specific French factors are discussed, in particular in the context of the new European policy in favour of Open Science.

For the first time, a nationwide survey was conducted with the senior research management level from all scientific disciplines. The response rate was high (>30 per cent), and the results provide good insight into the real awareness, support and uptake of OA by senior research managers who provide both models (examples for good practice) and opinion leadership.

While open access (OA) offers an alternative to the unsustainable pricing of serials and supports a core value of ensuring openness to knowledge, the perceived value of the impact of OA journals is still lacking consensus among stakeholders. This study is based on the analysis of the University of Hong Kong (HKU) research publication data within four broad disciplines – health science, life science, physical science and social science – and the purpose of this paper is to understand the perspectives and preferences of academic researchers around OA. The findings are useful to libraries in shaping their strategies for meeting the rising challenges of scholarly publishing.

Article publication data from HKU have been collected and analyzed with the purpose of exploring general OA trends and understanding authors’ incentives for publishing in OA journals.

The explosion in the number of OA journals in recent years has not only impacted on how libraries manage contents and budgets, but also on academic researchers’ choice of journals for submitting their articles for publication. This study conducted at the HKU indicated that academic researchers have a gradual tendency to shift toward publishing their work in OA journals, and interestingly, the shifts are to some extent discipline specific.

The OA marketplace is currently undergoing a state of flux. The OA model of funding through article publication charges, process of peer review and reputation in the marketplace are under rapid development.

As OA journals take up a sizeable market share of the scholarly journal publishing market, libraries need to stay abreast of developments in the OA sector in order to respond to researcher needs. Understanding the thinking behind researcher’s decisions in choosing venue for submission of publications helps to advance research support services which the library offers.

The change in researcher behavior prompted by the gravitation toward sharing of research contents in scholarly communication networks and broader choice of OA journals have resulted in a positive growth of OA articles publishing at the HKU.

This study is based on actual HKU publication data in the past ten years, and it is useful for understanding HKU researchers’ attitudes toward OA publications and in particular the longitudinal trends in shifting toward OA publishing within the context of the university’s open policy and within the global OA landscape.

Open access is a new scholarly publishing model that has appeared in place of the commercial publishing model. The aim of this study was to investigate the level of awareness, use and attitudes of the Indian students in higher educational institutions about scholarly open access.

Survey method was used in the study. The sample population of the study was 212 Indian students belonging to different higher educational institutions in India.

The results of the study reveal a gloomy picture about the open access (OA) awareness and use among Indian students. Unfamiliarity with the OA journals and high publication fee were the main obstacles for the students not to publish in OA journals. However, a majority of the students reported their willingness to publish in OA journals in future if the obstacles are removed. A very meager ratio of the respondents had published in OA journals so far. In addition, motivational factors for publishing in OA journals were also taken into consideration, and respondent's indicated winning research grants, great impact and higher citations as main factors to publish in OA journals.

This study is geographically limited to the students of the higher educational institutions located in India.

This study will help to understand the involvement and behavior of the Indian students toward scholarly open access. The study will also guide what measures need to be taken in the take up of open access movement.

Institutional repositories appeared to be relatively a novel term for the respondents, and in order to get the citation advantages and higher visibility, librarians can make an effort to persuade students to publish their research work in open access journals and institutional/subject repositories. The study recommends that institutions need to take appropriate measures to inform students about the importance and overall benefits associated with using of OA platforms in their scholarly work.

The current study examined Israeli researchers from various disciplines concerning their perceptions, attitudes and awareness of scientific publications in open access (OA) journals and repositories.

A survey instrument was developed and distributed to 202 Israeli researchers from universities, colleges and research institutions. The study used the united theory of acceptance and use of technology (UTAUT) model as a tool for mapping the factors known to influence researchers to publish in OA journals and repositories.

The empirical model confirmed the mediating effect of the association between researchers’ perceptions and the actual publishing in OA, through their behavioral intentions (BI). Furthermore, the BI are mediated by researchers’ self-decision to publish in OA. More specifically, a researcher's publication level in OA depended not only on the positive attitudes (Atti), performance expectancy (PE) and social influence (SI) mediated by BI, but also on conditions that support researchers who publish in OA, and disciplinary affiliation to science, technology, engineering and math (STEM) which lead the researcher to voluntarily publish in both green and gold OA.

This study contributed to the cumulative understanding of OA publishing by formulating and validating an empirical research model of acceptance and use.

The implications of the findings for scientific publication theory and practices are discussed.

The study suggests an effective framework to understand the researcher's final decision to publish in OA. This study's results are an essential step towards the cumulative understanding of OA publicity adoption and use by researchers as a global issue in general and in Israeli academic institutions in particular.

The purpose of this paper is to assess the influence of personality traits on perception and acceptance of open access (OA) mode of publishing by the author community of University of Kashmir, India. The study is an attempt to highlight the relationship between personality traits of authors and OA mode of publishing.

The study is based on the responses of 48 faculty members affiliated with different Departments of Science Discipline of University of Kashmir. Big Five personality traits (extraversion, agreeableness, conscientiousness, emotional stability and openness to experience) were tapped through ten-item personality inventory, and information regarding OA was gauged through six self-devised statements.

Pearson correlation test confirms statistically significant relation between personality traits and different dimensions of OA mode of publishing. Personality traits are found to have an influence on author’s perception of OA mode of publishing. However, the study could not ascertain any relation between the notions of an author about the quality of OA content with any of the personality traits. Emotionally stable authors are found to explicitly submit their work in OA journals without any anxiety or negativity. Agreeable and conscientious authors also prefer to keep their work open to make it helpful to the broader audience and get maximum recognition from peers and citations to their work respectively. However, some authors (agreeable) hesitate in submitting their work in open platforms due to the fear of getting their works easily copied.

The study is first of its kind highlighting a new dimension in the field of OA and investigates the influence of personality traits on author’s attitude towards open mode of publishing.

This study aims to analyze Open Access (OA) publishing trends and policy perspectives in India. Different aspects, such as the growth of OA journals digital repositories, the proportion of OA availability to research literature and the status of OA mandates and policies are studied.

Data for analyzing OA trends were gathered from multiple data sources, including Directory of Open Access Journals (DOAJ), OpenDOAR, SCImago and Web of Science (WoS) databases. DOAJ and OpenDOAR were used for extracting OA journals and digital repository data. SCImago Journal and Country ranking portal and WoS database were used to obtain Indian publication data for assessing the proportion of OA to research literature. ROARMAP was used to study OA mandates and policies adopted by universities, research institutions and research funders in India. OA mandates and policies of major regulatory bodies and funding agencies were also reviewed using secondary sources of information and related websites.

India ranks number 15 and 17 globally for OA journals and OA repositories, with 317 journals and 98 repositories. Although India’s proportion to OA publications is 23% (7% below the world average of 30%), the annual growth rate of OA publications is around 18%. Although the governing bodies and institutions have made efforts to mandate researchers to adopt OA publishing and self-archiving, its implementation is quite low among Indian researchers, as only three institutions (out of 18 listed in the ROARMAP) are defined the embargo period. Funding agencies in India do not provide financial assistance to authors for the payment of Article Processing Charges despite mandates that research is deposited in OA repositories. India lacks a national OA policy but plans to implement a “one nation one subscription” formula to provide OA to scientific literature to all its citizens.

The study has certain limitations. Because much of India’s research output is published in local journals that are not indexed in WoS, the study recommends conducting further analyses of publications using Scopus and other databases to understand the country’s OA publishing proportion better. A further study based on feedback from different stakeholders through a survey may be conducted for formulating a national OA policy.

The study is the first that used multiple data sources for investigating different facets of OA publishing in India, including OA journals, digital repositories, OA research output and OA mandates and policies for publicly funded research. The findings will be helpful for researchers and policymakers interested in promoting OA adoption among researchers worldwide.