Category:Accounting and Finance
Table Of Contents
The purpose of this paper is to assess the history, current use, and possible future of Rule 12b‐1 of the Investment Company Act of 1940.
The aim of this paper is to discuss the business and operational considerations and controls involved when derivatives, specifically swap contracts, are used as investment…
Litigation in the information age: taking discovery into the digital era to comply with new federal e‐discovery requirementsRiki Fujitani, Eric Kunisaki
The paper aims to discuss the growing importance of electronic discovery in commercial litigation; the impact of the e‐discovery amendments to the Federal Rules of Civil…
Delaware Court of Chancery issues two important decisions on stock options backdating, spring‐loading and bullet‐dodgingStephen Alexander, Warren Rissier, Susan Chun
The purpose of this paper is to describe the implications of two recent decisions in Ryan v. Gifford and In Re Tyson Foods, Inc. concerning stock options backdating…
The purpose of this paper is to discuss the overall profile of SEC‐registered investment advisers in the USA, to identify trends and influences on the profile of…
The aim of this paper is to express a point of view concerning recent recommendations to reduce or eliminate the authority of state securities regulators.
Implementation of the Transparency Directive changes shareholder notification requirements across EuropeAndrew Hougie, Jessica Brescia, Alexandre Marion, Katharina Ebell, Thierry Hudsyn, Pascal Bouvy
The purpose of this paper is to describe and compare the different ways in which the shareholder disclosure requirements under the European Union Transparency Directive…
Online date, start – end:2000
Copyright Holder:Emerald Publishing Limited
- Dr Henry Davis