Category:Accounting and Finance
Table Of Contents
This paper aims to provide an analysis and report on the current regulatory environment for US hedge funds and explore the latest actions from governmental groups and the…
This paper aims to summarize and discuss the motivation behind an investigation recently begun by the Department of Justice Antitrust Division concerning the practices of…
This paper seeks to explain amendments to NASD Rule 2320(a), commonly known as the “best execution rule”, approved by the Securities and Exchange Commission on August 21, 2006.
This paper aims to provide a practitioner's view on the key areas broker‐dealers need to evaluate while undergoing a mutual fund remediation exercise.
This paper seeks to describe how Sarbanes‐Oxley controls can be integrated into an investment company's overall corporate governance framework.
This paper aims to summarize amendments to Rule 22c‐2 under the Investment Company Act of 1940, the “redemption fee rule”, adopted by the Securities and Exchange…
Online date, start – end:2000
Copyright Holder:Emerald Publishing Limited
- Dr Henry Davis