Category:Accounting and Finance
Table Of Contents: Volume 6 Issue 1
Ask not for whom the bell tolls, it may toll for you next: intensified anti‐money‐laundering enforcement transforms the regulatory landscapeBetty Santangelo, Margaret A. Jacobs
Discusses the most significant criminal prosecutions and regulatory actions in response to recent anti‐money laundering compliance lapses and the resulting concern in the…
Seeks to introduce several of the important issues that must be resolved in connection with the structuring and formation of a customized hedge fund program
To emphasize the need for financial services companies such mutual funds and brokerage houses to establish internal controls and related procedures for identifying…
To describe the need and suggest guidelines for a formal, written manual that provides a firm, its registered representatives, and its supervisory principals a line of…
The after‐effect of Rule 203(b)(3)‐2: what it means to take on the role of CCO to comply with the controversial measureColette Panebianco
To describe the role and requirements for the chief compliance officer (CCO), appointed by hedge fund managers within an investment advisory firm.
To summarize Managed Funds Association's (MFA's) 2005 Sound Practices for Hedge Fund Managers™, which is designed to enhance the ability of hedge fund managers to manage…
To describe new tools for measuring the value of investment research.
Online date, start – end:2000
Copyright Holder:Emerald Publishing Limited
- Dr Henry Davis