New scrutiny of broker‐dealers’ expense sharing arrangements

Abstract

The wave of new business and accounting laws and regulations that arose during 2002 were triggered by the actions of giant organizations – Enron, Global Crossing, Arthur Andersen, Tyco, and Merrill Lynch – representing a broad spectrum of industries. The alleged misconduct of the management of these enterprises fostered a new regulatory environment, the impact of which has reached beyond the practices and procedures of major, public companies.

Citation

Cohen, L. (2003), "New scrutiny of broker‐dealers’ expense sharing arrangements", Journal of Investment Compliance, Vol. 3 No. 4, pp. 40-43. https://doi.org/10.1108/joic.2003.3.4.40