Soft Dollar Basics: Responses to Frequently Asked Questions: (or, Questions That Should Frequently Be Asked)
MICHAEL R. BUTOWSKY
(Partner in the Corporate Department of Mayer, Brown, Rowe & Maw in New York City)
150
Abstract
This is targeted at the “soft dollar” industry. It explores to difficult “dos” and “don'ts” of compliance policies and procedures. It is a practical “Q&A” discussion of the many gray areas of legal compliance.
Citation
BUTOWSKY, M.R. (2002), "Soft Dollar Basics: Responses to Frequently Asked Questions: (or, Questions That Should Frequently Be Asked)", Journal of Investment Compliance, Vol. 2 No. 4, pp. 39-49. https://doi.org/10.1108/eb045926
Publisher
:MCB UP Ltd
Copyright © 2002, MCB UP Limited