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Current Trends in Broker/Dealer Litigation

BRIAN F. AMERY (Shareholder and director of Bressler, Amery & Ross, P.C. in New York, NY)
DOMINICK F. EVANGELISTA (Shareholder and director of Bressler, Amery & Ross, P.C. in New York, NY)
DAVID J. LIBOWSKY (Shareholder and director of Bressler, Amery & Ross, P.C. in New York, NY)

Journal of Investment Compliance

ISSN: 1528-5812

Article publication date: 1 February 2002

58

Abstract

This article is an up‐to‐date review of the trends that are developing in both the capital markets and private client litigation. This includes, of course, the trends in arbitration and clearing firm cases as well.

Citation

AMERY, B.F., EVANGELISTA, D.F. and LIBOWSKY, D.J. (2002), "Current Trends in Broker/Dealer Litigation", Journal of Investment Compliance, Vol. 2 No. 4, pp. 4-10. https://doi.org/10.1108/eb045921

Publisher

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MCB UP Ltd

Copyright © 2002, MCB UP Limited

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