Are Self‐Regulatory Organizations State Actors? Two Recent Cases Take Contrasting Perspectives
Betty Santangelo
(Partner with Schulte Roth & Zabel LLP, a law firm in New York.)
Margaret Jacobs
(Associate with Schulte Roth & Zabel LLP, a law firm in New York.)
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Abstract
An analysis of two recent decisions concerning both the NASD and the NYSE involving determinations as to whether or not there are colorable claims that each SRO is acting in a “governmental” capacity.
Citation
Santangelo, B. and Jacobs, M. (2001), "Are Self‐Regulatory Organizations State Actors? Two Recent Cases Take Contrasting Perspectives", Journal of Investment Compliance, Vol. 2 No. 1, pp. 23-29. https://doi.org/10.1108/eb045898
Publisher
:MCB UP Ltd
Copyright © 2001, MCB UP Limited