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Gramm‐Leach‐Bliley Review: Has the Promise of Less Regulation Led to More Rules?

Alan E. Sorcher (Vice president and associate general counsel for the Securities Industry Association in Washington, DC.)

Journal of Investment Compliance

ISSN: 1528-5812

Article publication date: 1 February 2001

61

Abstract

An overview of the Act and the implementing regulations—with most of the focus on the regulations and how they affect the securities industry, along with a review of its effect on many different types of financial institutions.

Citation

Sorcher, A.E. (2001), "Gramm‐Leach‐Bliley Review: Has the Promise of Less Regulation Led to More Rules?", Journal of Investment Compliance, Vol. 2 No. 1, pp. 7-14. https://doi.org/10.1108/eb045896

Publisher

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MCB UP Ltd

Copyright © 2001, MCB UP Limited

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