Statutory Exceptions and Defenses: What Protection Is Available?
JONATHAN HERBST
(Senior associate with Simmons & Simmons, a law firm in London, England.)
KATIE McCAW
(Associate with Simmons & Simmons, a law firm in London, England.)
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Abstract
In 2000 the U.K. introduced the Financial Services and Markets Act. Under this Act, a code containing “guidelines” on “market abuse” was issued. The authors provide an in‐depth examination of “market abuse” and the defenses available under the code.
Citation
HERBST, J. and McCAW, K. (2001), "Statutory Exceptions and Defenses: What Protection Is Available?", Journal of Investment Compliance, Vol. 1 No. 4, pp. 13-21. https://doi.org/10.1108/eb045889
Publisher
:MCB UP Ltd
Copyright © 2001, MCB UP Limited