SEC Adopts New Insider Trading Rules and Protection for Prearranged Trades
John H. Sturc
(Partner at Gibson, Dunn & Crutcher LLP in Washington, D.C.)
Ronald O. Mueller
(Partner at Gibson, Dunn & Crutcher LLP in Washington, D.C.)
Amy L. Goodman
(Counsel at Gibson, Dunn & Crutcher LLP in Washington, D.C.)
Gillian McPhee
(Associate at Gibson, Dunn & Crutcher LLP in Washington, D.C.)
1562
Abstract
This article delves into the new rules concerning insider trading and protection for prearranged trades, which were adopted at the same time Regulation FD was adopted. This starts with the basics of 10 b‐5 insider trading and then it moves into the specifics and the application of the new rules. This is also a discussion of affirmative defenses available for trading plan.
Citation
Sturc, J.H., Mueller, R.O., Goodman, A.L. and McPhee, G. (2000), "SEC Adopts New Insider Trading Rules and Protection for Prearranged Trades", Journal of Investment Compliance, Vol. 1 No. 3, pp. 54-63. https://doi.org/10.1108/eb045887
Publisher
:MCB UP Ltd
Copyright © 2000, MCB UP Limited