TY  - JOUR
AB  - This article discusses a recent interpretation of the Fair Credit Reporting Act by the Federal Trade Commission. Under this interpretation, a range of potentially onerous requirements may be triggered when third parties are used to investigate potential employee misconduct. This article particularly focuses on how this interpretation might conflict with a broker‐dealer's compliance obligations.
VL  - 1
IS  - 3
SN  - 1528-5812
DO  - 10.1108/eb045886
UR  - https://doi.org/10.1108/eb045886
AU  - Kramer George R.
PY  - 2000
Y1  - 2000/01/01
TI  - Third‐Party Investigations and the Fair Credit Reporting Act
T2  - Journal of Investment Compliance
PB  - MCB UP Ltd
SP  - 45
EP  - 53
Y2  - 2024/05/04
ER  -