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The SEC's Privacy Rule

BRANDON BECKER (Partner with Wilmer, Cutler & Pickering, a law firm in Washington D.C.)
YOON‐YOUNG LEE (Partner with Wilmer, Cutler & Pickering, a law firm in Washington D.C.)
FRANCA HARRIS (Associate with Wilmer, Cutler & Pickering, a law firm in Washington D.C.)

Journal of Investment Compliance

ISSN: 1528-5812

Article publication date: 1 February 2000

Abstract

This article gives an in‐depth examination of the Securities and Exchange Commission's new Regulation S‐P. This rule implements the privacy requirements of last year's financial modernization legislation, better known as the Gramm‐Leach‐Bliley Financial Services Modernization Act. That legislation contains a Title designed to protect the financial privacy of consumers. Regulation S‐P is the SEC's Implementation of that provision. The authors walk the reader through this regulation and its application in some detail. You cannot practice in this industry without a familiarity of Regulation S‐P. This article will take you very far along that path.

Citation

BECKER, B., LEE, Y. and HARRIS, F. (2000), "The SEC's Privacy Rule", Journal of Investment Compliance, Vol. 1 No. 2, pp. 7-16. https://doi.org/10.1108/eb045873

Publisher

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MCB UP Ltd

Copyright © 2000, MCB UP Limited