TY  - JOUR
AB  - This article takes a close look at the requirements of the 1940 Investment Advisors Act for both registered and unregistered investment advisors — such as hedge funds and private equity funds. It highlights the significant issues that arise from the regulation for unregistered funds that are considering the consequences of SEC registration. It also reviews briefly the requirements of the Act that are already applicable to unregistered investment advisors.
VL  - 1
IS  - 1
SN  - 1528-5812
DO  - 10.1108/eb045870
UR  - https://doi.org/10.1108/eb045870
AU  - O'MALLEY TERRANCE
PY  - 2000
Y1  - 2000/01/01
TI  - The Consequences of Investment Adviser Registration with the SEC
T2  - Journal of Investment Compliance
PB  - MCB UP Ltd
SP  - 47
EP  - 54
Y2  - 2024/04/25
ER  -