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The impact of the new FSA ‘Training and Competence’ requirements upon senior management and the new ‘senior management’ arrangements

Chris Taylor (Director of Compliance, Lombard Odier, 3 Waterhouse Square, 142 Holborn, London)

Journal of Financial Regulation and Compliance

ISSN: 1358-1988

Article publication date: 1 March 2001

44

Abstract

This paper is a development of a talk given by the author at a conference in November 2000, entitled, ‘How will T&C affect senior management? They, in particular, need to comply’. It examines and comments upon the introduction of and the interaction between the new ‘Training & Competence’ and ‘Senior Management’ arrangements that the Financial Services Authority will introduce at N2 which is expected to be no later than the end of November 2001.

Citation

Taylor, C. (2001), "The impact of the new FSA ‘Training and Competence’ requirements upon senior management and the new ‘senior management’ arrangements", Journal of Financial Regulation and Compliance, Vol. 9 No. 3, pp. 218-224. https://doi.org/10.1108/eb025076

Publisher

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MCB UP Ltd

Copyright © 2001, MCB UP Limited

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