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Exploring dynamic duality between formal and non-formal accountability processes in a public services context

Stuart Cooper (University of Bristol Business School, University of Bristol, Bristol, UK)
Suzana Grubnic (Accounting and Finance, Loughborough Business School, Loughborough University, Loughborough, UK)

Accounting, Auditing & Accountability Journal

ISSN: 0951-3574

Article publication date: 27 November 2024

Issue publication date: 5 February 2025

143

Abstract

Purpose

The purpose of this paper is to explore the dynamic relationship between formal and non-formal processes of accountability in a public services context.

Design/methodology/approach

The paper presents a case study of the impact of the Health and Social Care Act (2012) on the practices of Health and Wellbeing Board (HWB) members. It draws upon multiple data sources, including in-depth interviews with the members, comprehensive archival data published by the HWB (2011–2019), and observations of HWB public meetings. We utilise the concept of dynamic duality (Li, 2008) to further theorise the relationship between formal and non-formal processes of accountability and how they mutually transform one another.

Findings

The case illustrates the role of formal and non-formal processes of accountability at a HWB in England. Moreover, the case study reveals the relationship and interaction between the formal and non-formal accountability processes and how they change and transform each other over time. We find that whilst non-formal accountability processes were strengthened by a historical legacy of partnership working, over time the dynamics at play led to the development of formal accountability processes through more sophisticated performance systems, which in turn transformed non-formal accountability processes.

Originality/value

The paper presents a more holistic conceptualisation than articulated in prior accountability literature, dynamic duality, on the relationship between formal and non-formal accountability processes. Through application of this conceptualisation to a HWB in England, the paper spotlights the inter-relationship between formal and non-formal processes of accountability, and how they have the potential to transform each over an extended time-period.

Keywords

Acknowledgements

The authors gratefully acknowledge the constructive feedback and comments of the Editor, Professor Lee Parker, and the three anonymous reviewers. Earlier versions of the paper were presented at the Queen’s University seminar series (Belfast, 2021) and the Academy of Management (AoM) Annual Meeting (Chicago, 2024). We thank the participants and AoM reviewers for their helpful feedback. Our thanks are extended to the respondents from our case study. The support of CIMA General Charitable Trust is gratefully acknowledged.

Citation

Cooper, S. and Grubnic, S. (2025), "Exploring dynamic duality between formal and non-formal accountability processes in a public services context", Accounting, Auditing & Accountability Journal, Vol. 38 No. 2, pp. 674-699. https://doi.org/10.1108/AAAJ-12-2021-5567

Publisher

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Emerald Publishing Limited

Copyright © 2024, Emerald Publishing Limited

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