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The Regulation and Governance of Financial Advice in Europe – the Implications for the Retail Financial Advice Sector and its Consumers

Governance and Regulations’ Contemporary Issues

ISBN: 978-1-78743-816-3, eISBN: 978-1-78743-815-6

ISSN: 1569-3759

Publication date: 9 July 2018

Abstract

This chapter examines the implications of these developments for the regulation and governance of financial advice in the context of Markets in Financial Instruments Directive II. In particular, it considers the example of the UK and issues this raises for the implementation of recent European regulatory reforms.

Keywords

Citation

Ring, P. (2018), "The Regulation and Governance of Financial Advice in Europe – the Implications for the Retail Financial Advice Sector and its Consumers", Grima, S. and Marano, P. (Ed.) Governance and Regulations’ Contemporary Issues (Contemporary Studies in Economic and Financial Analysis, Vol. 99), Emerald Publishing Limited, Bingley, pp. 33-53. https://doi.org/10.1108/S1569-375920180000099003

Publisher

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Emerald Publishing Limited

Copyright © 2018 Emerald Publishing Limited