This chapter examines the implications of these developments for the regulation and governance of financial advice in the context of Markets in Financial Instruments Directive II. In particular, it considers the example of the UK and issues this raises for the implementation of recent European regulatory reforms.
Ring, P. (2018), "The Regulation and Governance of Financial Advice in Europe – the Implications for the Retail Financial Advice Sector and its Consumers", Grima, S. and Marano, P. (Ed.) Governance and Regulations’ Contemporary Issues (Contemporary Studies in Economic and Financial Analysis, Vol. 99), Emerald Publishing Limited, Bingley, pp. 33-53. https://doi.org/10.1108/S1569-375920180000099003
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