An update on the EU securities financing transactions regulation
Abstract
Purpose
To provide an update and detailed explanation on the EU Regulation on Transparency of Securities Financing Transactions and of Reuse (“SFTR”).
Design/methodology/approach
Examines the SFTR, its key measures and requirements.
Findings
Concludes with a number of considerations and recommendations. For example, it advises managers of Undertakings for Collective Investment in Transferable Securities (UCITS) and alternative investment funds (AIFs) to prepare to disclose details of their use of securities financing transactions and total return swaps.
Originality/value
Offers information on the SFTR and explains its requirements and scope. It has been written by a partner at an international law firm.
Keywords
Citation
Yonge, W.J.G. (2017), "An update on the EU securities financing transactions regulation", Journal of Investment Compliance, Vol. 18 No. 1, pp. 78-83. https://doi.org/10.1108/JOIC-02-2017-0003
Publisher
:Emerald Publishing Limited
Copyright © 2017, Morgan Lewis & Bockius UK LLP