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Regulatory Bodies in Main Jurisdictions*

John A. Consiglio (University of Malta, Malta)

Insights on Financial Services Regulation

ISBN: 978-1-83982-067-0, eISBN: 978-1-83982-066-3

Publication date: 10 June 2020

pdf (34 KB) ePub (1.9 MB) Article view Figure view Cited (16) cite article

Citation

Consiglio, J.A. (2020), "Regulatory Bodies in Main Jurisdictions* ", Insights on Financial Services Regulation, Emerald Publishing Limited, Leeds, pp. 89-91. https://doi.org/10.1108/978-1-83982-066-320201002

Publisher

:

Emerald Publishing Limited

Copyright © 2020 Emerald Publishing Limited

Australia

  • Australia Prudential Regulation Authority (APRA)

  • Australian Securities and Investment Commission (ASIC)

Belgium

  • Financial Services and Markets Authority (FSMA)

  • National Bank of Belgium (NBB)

Canada

  • Office of the Superintendent of Financial Institutions (OSFI)

Cayman Islands

  • Monetary Regulatory and Advisory Body of the Cayman Islands (CIMA)

China

  • China Banking Regulatory Commission (CBRC)

  • China Insurance Regulatory Commission (CIRC)

  • China Securities Regulatory Commission (CSRC)

Denmark

  • Financial Supervisory Authority (Finanstitsynet)

France

  • Autorite' des marches financiers (AMF)

Germany

  • Federal Financial Supervisory Authority (BAFIN)

India

  • Forward Market Commission (FMC)

  • Insurance Regulatory and Development Authority of India (IRDA)

  • Ministry of Corporate Affairs (MCA)

  • Pension Fund Regulatory and Development Authority (PFRDA)

  • Reserve Bank of India (RBI)

  • Securities and Exchange Board of India (SEBI)

Ireland

  • Central Bank of Ireland (CBI)

  • Dublin Financial Services Authority (DFSA)

Italy

  • Commissione Nazionale per le Societa' e le Borse (CONSOB)

  • Institute for the Supervision of Insurance (IVASS)

Japan

  • Financial Services Agency (FSA)

Luxembourg

  • Commissariat aux Assurance (CAA)

  • Commission de Surveillance du Secteur Financiere (CSSF)

New Zealand

  • Financial Markets Authority (FMA)

Norway

  • Financial Supervisory Authority of Norway (Finanstitsynet)

Portugal

  • Portuguese Insurance Regulator (ASF)

  • Portuguese Securities Market Commission (CMVM)

Russia

  • Central Bank of Russia

Singapore

  • Monetary Authority of Singapore (MAS)

South Africa

  • Financial Services Board

  • National Credit Regulator

  • South African Reserve Board

Spain

  • Banco de Espana (Banking Sector Regulator)

  • Direction General de Seguros (DGS)

  • Spanish Securities Market Commission

Sweden

  • Financial Services Authority (Finansinspektionem)

Switzerland

  • Swiss Financial Market Supervisory Authority (FINMA)

  • Swiss National Bank

  • Six Swiss Exchange

United Kingdom

  • Bank of England (BoE)

  • Financial Conduct Authority (FCA)

  • Prudential Regulation Authority (PRA)

USA

  • Vide Fig. 1.2.

*

For fuller treatment of the issue of single vs multipeak regulatory structures in various jurisdictions, vide Fabri, D. (2006). A single unified supervisory authority for financial services in Malta and beyond: Some legal and regulatory issues. In Id-Dritt (pp. 251–280). Malta: UoM Law Students Society; and Engen, T., & Lim, B. K. (2015). After market crash China mulls single super regulator. Times of Malta, November 18.

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