TY  - JOUR
AB  - This article discusses the need for business continuity plans and includes a broad overview of the requirements imposed on broker‐dealers. A section discusses “top 10” questions for firms to ask themselves when developing a plan. References include NYSE and NASD rules and other resources available for developing a plan. Key requirements and critical dates also are included.
VL  - 5
IS  - 2
SN  - 1528-5812
DO  - 10.1108/15285810410636172
UR  - https://doi.org/10.1108/15285810410636172
AU  - Lavell Joan L.
PY  - 2004
Y1  - 2004/01/01
TI  - Business continuity plans: An overview
T2  - Journal of Investment Compliance
PB  - Emerald Group Publishing Limited
SP  - 62
EP  - 64
Y2  - 2024/09/19
ER  -