Revision of the Investment Services Directive
Journal of Financial Regulation and Compliance
ISSN: 1358-1988
Article publication date: 1 September 2003
Abstract
The revision of the Investment Services Directive is one of the most significant proposals under the Financial Services Action Plan. Although not likely to be implemented until the end of 2006, it is hoped that many of the consequent changes to legislation and the FSA Rules will be in place before then, and it is, therefore, crucial to keep track of its progress through the Lamfalussy legislative process. This paper discusses the shape of the Commission’s final proposals, which were published in November, 2002, and how they will change the existing investment services regime in the UK.
Keywords
Citation
Herbst, J. (2003), "Revision of the Investment Services Directive", Journal of Financial Regulation and Compliance, Vol. 11 No. 3, pp. 211-218. https://doi.org/10.1108/13581980310810516
Publisher
:MCB UP Ltd
Copyright © 2003, MCB UP Limited